Regulatory & Licensing

Ridley McGreevy Winocur is dedicated to protecting and defending our clients from collateral consequences of alleged misconduct, including licensed professionals whose livelihood depends on maintaining their good standing with various regulatory bodies and agencies.

While the bulk of our experience is an outgrowth of our criminal defense practice, we also represent individuals before regulatory bodies on matters unrelated to criminal accusations, such as character and fitness or general complaints.

We have experience in defending licenses before regulatory boards in a wide variety of areas, including securities (FiNRA, SEC, Series 3, Series 6 and Series 7, CFTC, CFA), attorney regulation, medical, chiropractic, nursing, therapy, pharmacy, and real estate, as well as driver’s licenses, pilot’s licenses, and hunting licenses. We understand that, for our clients, defending one’s professional license is of paramount concern.

When your license is on the line, RMW has the experience and expertise to protect it.